Join David Armstrong, Director of Editorial Strategy and Operations for the Wealth Management Group, and Tim Welsh, President of Nexus Strategy, as they discuss what you’ll need to know about this ...

Wells Fargo continues its push to bring advisors to its independent contractor channel with an 11-person advisor team based in Indianapolis that has broken away from Ameriprise. Managing partners ...

Alternative investment platform iCapital formed a strategic partnership and announced an investment in Tangible Markets Ltd., a firm that focuses on providing liquidity for private market investments, ...

Marshberry, an Ohio-based M&A consultancy active in the insurance and wealth management sectors, is slated to become part of investment bank and advisory Lincoln International. Chicago-based Lincoln ...

Raymond James has filed a lawsuit against the husband of an advisor, who passed away suddenly in March, for refusing to return her company laptop and sending letters to clients soliciting them on ...

The U.S. Department of Labor has sided with Morgan Stanley and several FINRA arbitration decisions in a dispute over whether its deferred compensation program should be treated like a pension or a ...

Cerity Partners’ latest deal plants a flag in New York’s Capital Region with the acquisition of Graypoint, an Albany-based $4.5 billion firm. As a part of the deal, President and CEO Daniel Nolan will ...

There’s a way through the maze.The transfer of assets by gift, sale or loan to an irrevocable dynasty trust that’s a grantor trust for income tax purposes has become a cornerstone of sophisticated ...

An Ohio federal court has dismissed a complaint brought by mega-RIA Mariner Wealth Advisor against upstart Savvy Advisors for allegations of poaching advisors without “regard to contractual obligation ...

Top Guns Manager of The Decade Criteria: The PSN universes were created using the information collected through the PSN investment manager questionnaire and use only gross of fee returns. Mutual fund ...

Wealth Management IQ is dedicated to producing educational and informative research for financial professionals - providing the information to empower them with unparalleled access, intelligence and ...

Embark on a journey into the heart of the thriving Registered Investment Advisory (RIA) industry with the 2023 RIA Edge Study. Delve into crucial insights that unveil the industry's dynamic landscape, ...