B. Riley Financial has agreed to unload a majority stake in its Great American Holdings unit to funds managed by alternative asset management firm Oaktree Capital, according to news reports.

Citigroup 's own assessment concluded that a lack of properly trained staff has been key to the firm's regulatory troubles in last year, with some insiders assigning some blame to the restructuring of ...

The coming revolution will make social media and the internet "look like a distant past," according to Osaic CEO Jamie Price.

Commonwealth expects to roll out Pontera, a platform that enables advisors to manage their clients' retirement accounts, to its advisors in 2025, according to Kloman. He cited access to retirement ...

Janney Montgomery Scott has launched a donor-advised fund program for its advisory customers.

Advisor Michael Fowler, who has been in the financial services industry since 1992, joined Citi in Reston, Virginia, from ...

Ninety-one percent of wealthy Americans give to charity, Bank of America Private Bank said it found in a survey of 1,007 U.S.-based respondents age 21 or older and with at least $3 million in ...

A third party somehow used Fidelity accounts it had opened recently to access the client data between Aug. 17 and Aug. 19, ...

The latest funding round puts the valuation of Farther Finance Advisors at $542 million. Farther Finance Advisors, a startup aimed at financial advisors, has secured $72 million in funding, according ...

The IT integration represents one of the key risks in the ongoing integration of Credit Suisse, which UBS acquired in a government-brokered deal last year, the newswire wrote, citing previous ...

Carlos Leston, of Maywood, New Jersey, joined the financial services industry in 1998 and moved to LPL in 2008, according to BrokerCheck. He left LPL in September 2022, with the company reporting on ...

Rohn is now suing Edward Jones, taking issue with the company's policy of forcing advisors to pay client fees when client ...